U.S. SEC · Finance
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- SEC to Host Virtual Roundtable on Modernizing IPOs and Expanding Access to Public Markets1 d ago
The Securities and Exchange Commission’s Office of the Advocate for Small Business Capital Formation and the Division of Corporation Finance will co-host a livestreamed discussion on Monday, July 13,…
- SEC Small Business Advisory Committee to Explore Modernizing Market Access1 d ago
The Securities and Exchange Commission’s Small Business Capital Formation Advisory Committee announced that it will hold a meeting on Tuesday, July 21, 2026 at 10 a.m. to explore ways to modernize pub…
- SEC Forms New Retail Fraud Working Group2 d ago
The Securities and Exchange Commission today announced the creation of the Retail Fraud Working Group designed to strengthen the Division of Enforcement’s efforts to identify and combat fraud targetin…
- SEC Names Paul Knight as Chief Operating Officer3 d ago
The Securities and Exchange Commission today announced that Paul Knight has been named as the agency’s Chief Operating Officer (COO).As COO, Mr. Knight will oversee the SEC's operational and administr…
- SEC Publishes Updated Market Statistics, Highlighting Increase in IPOs and Proceeds Raised8 d ago
The Securities and Exchange Commission’s Division of Economic and Risk Analysis (DERA) published updated statistics and data visualizations covering key segments of the U.S. capital markets, including…
- SEC Seeks Public Comment on Novel Exchange-Traded Funds9 d ago
The Securities and Exchange Commission today issued a request for public comment on exchange-traded funds (ETFs) seeking to invest in innovative asset classes or engage in novel investment strategies.…
- SEC, CFTC Seek Public Comment on the Harmonization of Portfolio Margining Frameworks13 d ago
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for public comment on potential approaches to further harmonize regulatory frameworks a…
- SEC Appoints Kathleen Hutchinson as Director of Office of International Affairs15 d ago
The Securities and Exchange Commission has appointed Kathleen M. Hutchinson as Director of the agency’s Office of International Affairs (OIA). OIA advises the Commission on international policy matter…
- SEC, CFTC Seek Public Comment to Further Clarify and Harmonize Derivatives Product Definitions21 d ago
The Securities and Exchange Commission and the Commodity Futures Trading Commission today issued a joint request for public comment on potential opportunities to further update, clarify, and harmonize…
- SEC, CFTC Seek Public Input on Data Reporting Frameworks for Security-Based Swap and Swap Markets21 d ago
The Securities and Exchange Commission and Commodity Futures Trading Commission today issued a joint request for public comment on potential opportunities to harmonize, modernize, and streamline data…
- SEC Appoints John Moses as Director of the Office of Investor Education and Assistance27 d ago
The Securities and Exchange Commission has appointed John Moses as Director of the agency’s Office of Investor Education and Assistance, which provides services and resources to help investors build t…
- SEC Proposes Rescission of Regulation NMS Rules 611 and 610(e)28 d ago
The Securities and Exchange Commission today proposed amendments to rescind Rules 611 and 610(e) of Regulation NMS.“After two decades of Rule 611, it is high time that the Commission review its uninte…
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