Communiqués de presse U.S. SEC Finance, marchés & économie — Flux RSS et veille en direct
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- SEC Proposes New Regulation Crypto Assetsil y a 6 j
The Securities and Exchange Commission today announced that it proposed new rules, titled “Regulation Crypto Assets,” that would create a clear and fit-for-purpose framework for certain investment con…
- SEC Charges Former Executives With Fraud in Connection With $1.9 Billion Collapse of Subprime Auto Lender Tricoloril y a 6 j
The Securities and Exchange Commission today charged Daniel Chu, Jerome Kollar, and Ameryn Seibold, the former CEO, CFO, and Senior Director of Finance, respectively, at Texas-based Tricolor Holdings,…
- SEC Charges Boiler Room Operator and Three Entities with Defrauding Retail Investors in $74 Million Pre-IPO Investment Scamil y a 10 j
The Securities and Exchange Commission today charged New York resident Andrew Spaventa and three entities he owned and controlled with fraud and other violations in connection with unregistered securi…
- SEC Charges Toms River Trio in Connection with Alleged $47 Million Fraud Targeting Orthodox Jewish Communitiesil y a 11 j
The Securities and Exchange Commission today charged three Toms River, New Jersey residents for their roles in an affinity investment fraud that misappropriated approximately $47 million from more tha…
- SEC Charges Private Fund Adviser Adit Ventures Management, Its CEO and Affiliated General Partners in Alleged Fraudil y a 14 j
The Securities and Exchange Commission today charged New York-based investment adviser Adit Ventures Management LLC, its CEO Eric Munson, and three affiliated general partners, Adit Ventures LLC; Adit…
- SEC Establishes Financial Reporting and Accounting Unit in Enforcement Divisionil y a 19 j
The Securities and Exchange Commission today announced it is establishing a new specialized unit within the Division of Enforcement to provide the dedicated expertise, focus, and capacity to pursue ac…
- SEC Announces Continuation of Small Business Advisory Committee Meetingil y a 25 j
The Securities and Exchange Commission announced that the Small Business Capital Formation Advisory Committee meeting held on July 21, 2026, will reconvene August 6, 2026, at 1 p.m. ET, virtually, on…
- Small Business Forum’s Report to Congress Highlights Recommendations to Improve Capital-Raising Policyil y a 28 j
The Securities and Exchange Commission released a report to Congress today highlighting policy recommendations from the SEC’s 45th Annual Government-Business Forum on Small Business Capital Formation.…
- SEC Announces Roundtable on Preparations for 24-Hour Tradingil y a 32 j
Washington, D.C.--(Newsfile Corp. - July 23, 2026) - The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss moving towards 24-hour trading…
- SEC Announces Roundtable on Preparations for 24-Hour Tradingil y a 32 j
The Securities and Exchange Commission announced today that it will host a roundtable on Sept. 17, 2026, to discuss moving towards 24-hour trading in the U.S. equity markets, including preparations to…
- SEC Announces Departure of Principal Deputy Director of Enforcement Sam Waldonil y a 33 j
The Securities and Exchange Commission today announced that Sam Waldon, Principal Deputy Director of the Division of Enforcement, will depart the agency on July 31, 2026, after more than 14 years at t…
- SEC Proposes New E-Delivery Approach to Make Information More Readily Accessible and Useful for Investorsil y a 39 j
The Securities and Exchange Commission today proposed Regulation E-Delivery, a new rule that would expand the ability of issuers, broker-dealers, investment advisers, and others to use electronic deli…
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