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BaFin·DE·

Nomura Holdings Inc.: Bafin imposes administrative fine

On 15 October 2026, the Federal Financial Supervisory Authority (Bafin) imposed an administrative fine amounting to €320,000 on Nomura Holdings Inc. The reason for this fine was a breach of supervisory duties in connection with contraventions of the German Securities Trading Act (WpHG). During the period of UniCredit S…

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