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AFM — Netherlands Authority for the Financial Markets·NL·

Nieuw boetebeleid voor niet-gemelde tekortkomingen in transactierapportages

Beleggingsondernemingen die een tekortkoming in hun MiFIR-transactierapportages constateren, moeten dit zelf melden bij de AFM. De Autoriteit Financiële Markten (AFM) introduceert een nieuw boetebeleid, waarmee zij duidelijkheid geeft over haar verwachtingen en de gevolgen wanneer zo’n melding uitblijft.

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